Alexandria, VA (PRWEB) March 12, 2007 Amy Lynch, President of FrontLine Compliance, LLC (FLC), a securities compliance services firm, will be a featured speaker at Institutional Investor’s 2nd Annual Chief Compliance Officer Forum to be held March 14-15, 2007, at The Westin Hotel, NYC. She will also present at the Financial Research Associates 2nd [...]
Mountain View, CA (PRWEB) April 3, 2009 Helen A. Dietz, President and CEO of Stanford Investment Group, Inc., an independent investment advisor and broker-dealer, was contacted by InvestmentNews, a weekly newspaper covering the financial advisory business, to see how the Stanford Financial Group controversy affected her firm’s business. In the March 23, 2009 [...]
Alexandria, VA (PRWEB) September 18, 2008 Amy Lynch, president and founder of FrontLine Compliance, LLC will provide practical and strategic advice to her audience at the upcoming IA Week 8th Annual IA Compliance Fall Conference 2008 on September 22-23, 2008 at the Park Hyatt in Philadelphia. Lynch, a former SEC and FINRA regulator, will [...]
Question by Victor W: Is it a good idea to apply ‘Foreign President Exchange” like the Foreign Student Exchange? .. US govt can exchange with Singapore President or Chinese President for some term like 2 yrs, so that the Americans can benefit from those other Presidents who have better management skills in restoring/generating wealth & [...]
Former SEC and FINRA regulator to speak on advertising/marketing and referral relationships. Alexandria, VA (PRWEB) January 22, 2008 — Amy Lynch, President and founder of FrontLine Compliance, LLC will seek to enlighten her audience at the upcoming 14th Annual ALI-ABA Investment Adviser Advanced Course and Webcast on January 24-25, 2008 at Fordham Law School in [...]